Exchange Commission No. Kor Thor. 7/2539 Re: Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the
financial ratios. In the case of the Company in an industry with specific ratios such as an average occupancy ratio (in case of hotel business), such ratios must be presented additionally. Information Quarter
subsidiaries and associates means sharing of gain from the subsidiaries and associates which the company has recognised on share holding proportion in such company. 1.8 Other income means other incomes beyond
services of ...................., as detailed as follows: Position * Responsibilities ** No. of Persons Experience in Auditing (year) *** Average Experience **** Employee Turnover (%) ***** Partner Senior
under (a), (b), (d) and (e) of the first paragraph may be specified in the fund’s articles to be recorded in accordance with the employees’ interest or recorded as the average by the number of employees
ตราสารหนี้ระยะสั้น (Short-Term Fixed-Income Fund) คือ กองทุนรวมที่มีนดยบายการลงทุนในเงินฝากหรือตราสารหนี้ที่มีอายุเฉลี่ยในการถือครอง (Portfolio Duration) ในขณะใดขณะหนึ่งไม่เกิน 1 ปี กองทุนรวมประเภทนี้เหมาะ
intermediary shall have measures for correctness [of fault action], control [of impact] and punishment [for wrongdoing] in proportion to the seriousness of their actions. Clause 9 In case the association
the amount calculated in proportion to the remaining days of the calendar year where the license is obtained. Any association related to securities business which fails to pay the correct fee in full
for correctness [of fault action], control [of impact] and punishment [for wrongdoing] in proportion to the seriousness of their actions. Clause 9 In case the association determines the guideline
shares sold of the Company. 1.2 Nature of Business 1.2.1 Income structure1 In case of more than one product line or business group, disclose the income proportion of each product line or business group