platform. The advisory process should be carried out based on theoretical principles and include measures to manage conflicts of interest effectively. 5. Clearly segregating the unit of trading function
platform. The advisory process should be carried out based on theoretical principles and include measures to manage conflicts of interest effectively. 5. Clearly segregating the unit of trading function
Functions Related to Business Operation to Third Party The Notification of the Office of the Securities and Exchange Commission No. SorThor. 51/2561 Re: Outsourcing Function related to Business Operation to
financial advisor, accounting advisor or legal counselor; (2) Having a specific work unit with a discrete performing function of financial advisory; (3) Having operational rules and guidelines of
financial advisor, accounting advisor or legal counselor; (2) Having a specific work unit with a discrete performing function of financial advisory; (3) Having operational rules and guidelines of
functions). Applying for Approval and Reporting Guidelines No prior approval or notification is required except outsourcing the investment management function of mutual funds or provident funds to S
ดูแลการปฏิบัติงาน เป็นต้น ** งาน central utility function ได้แก่ การให้บริการระบบสนับสนุนงานที่เกี่ยวข้องกับการซื้อขายหน่วยลงทุนและจัดการกองทุน (Fund Service Platform) ซึ่งให้บริการโดย บริษัท ดิจิทัล แอค