digital asset exchange and digital asset broker, starting from 2 February 2024. In addition, during the suspension, Zipmex is required to: (1) Rectify its financial condition to ensure compliance with
Bangkok, 21 November 2016 - The SEC has revoked the approval of eight securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients. In this regard, six of the offenders are banned for the maximum period of 10 years each, and the other two for five years each. In addition, three branch managers of the bank were penalized for misconduct related to the offences of the investment consultants. Following an inspection report of {X1},...
Bangkok, February 12, 2016 ? The SEC is seeking public comments on draft amendments to the principles and regulations on granting of approval for marketing agents of private funds (PF) and derivatives fund (DF) managers to enhance flexibility for business operation and adjust timeframes for approval procedures in accordance with the Licensing Facilitation Act of 2015. The draft amendments have taken into account the important role of PF and DF marketing agents in soliciting investors to use inv...
BBL ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 23/12/2002 - 25/12/2002
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|
ONE ASSET MANAGEMENT LIMITED| | Offering Date : 03/01/2005 - 10/01/2005
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 21/11/2006 - 29/11/2006
ONE ASSET MANAGEMENT LIMITED| | Offering Date : 01/01/2011 - 01/01/2011
PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 09/02/2011 - 16/02/2011
KASIKORN ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 28/03/2013 - 11/04/2013