Under the SEC’s policy, digital asset business operators are not allowed to provide or support deposit taking and lending services to prevent possible damage to digital asset investors and the public in the possible event of service discontinuance or financial problems that may occur on a continuous or concurrent basis among service providers as has recently been the case for foreign counterparts. In addition, the draft regulation is expected to further clarify the scope of supervision of digita...
On 17 May 2022, the Capital Market Supervisory Board Meeting No. 4/2565 passed a resolution approving in principle the proposed amendments to the regulations on approval for issuance and offering for sale of newly issued securities to the public (IPO) whereby issuing companies and listed companies would not be allowed to operate business as an investment company to prevent the misuse of the IPO channel as a tool to evade or contravene the governing law and regulations (regulatory arbitrage) on t...
application. SEC hereby notifies that Rich Gold Intertrade Co., Ltd. is not licensed to undertake securities business or derivatives business; therefore, the company is not subject to SEC’s supervision
Bangkok, April 18, 2014 ? The SEC urged shareholders of GOLD and UV to carefully study information on valuation of GOLD?s assets in a proposed related party transaction at the upcoming shareholders
นายวิบูลย์ ภัทรพิบูล ผู้ช่วยเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) รับมอบรางวัลด้านการเผยแพร่บัญชีข้อมูลดิจิทัลภาครัฐ ระดับดีเด่น (Gold Award) ประจำปี 2566 จากนาย
ก.ล.ต. เตือนผู้ถือหุ้น GOLD และ UV ศึกษาข้อมูลเกี่ยวกับราคาประเมินทรัพย์สินที่ จะขายให้แก่บุคคลที่เกี่ยวโยงกัน ก่อนใช้สิทธิออกเสียงในการประชุมผู้ถือหุ้นในวันจันทร์ที่ 21 เมษายน 2557 นี้ตามที่บริษัท
underwriters. The proposed new rules cover the addition of municipal bond as securities, and filings in English version when foreign securities are offered, and the prohibition imposed to underwriters, their
deadline for the IPO post-offering report from 45 to 7 business days as from the closing offer date in sync with the deadline for securities listing; and 3. To extend the prohibition period for share
Chanchaisilp for operating unlicensed derivatives business.Sakkarin Ruamrang, SEC Assistant Secretary-General, said that ?The SEC?s probe revealed that G.O.L. (Thailand) held itself out as gold futures trading
legal requirement on minimum face value of debentures may be too high and hinder retail investors to access debt markets, or the prohibition of set-off can cause unnecessary procedures and fees to issuer