Exchange Commission Assistant Secretary-General, Fund Raising Supervision Acting Director, Corporate Monitoring Department Director, Investment Management Policy Department Director Investment
established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop, supervise the capital market, for example, fund mobilization, products and services, related
; The law on special purpose juristic persons for securitization; The law on provident fund. Our objectives for administration of the regulations and rules are as follows: Investors have access to
stakeholders and their expectations from the SEC are defined as follows: Stakeholders in the Capital Market Expectations Businesses that need fund mobilizing Using capital market as channels to mobilize capital
: Detail Content SEC Help Center Samples of Documents or Evidence Sample of Complaints Samples of Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant
Assessment Program (FSAP), established in 1999, is a comprehensive and in-depth assessment of a country's financial sector, jointly developed by the International Monetary Fund (IMF) and the World Bank. The
Assessment Program (FSAP), established in 1999, is a comprehensive and in-depth assessment of a country's financial sector, jointly developed by the International Monetary Fund (IMF) and the World Bank. The
with Foreign Regulators Alternative Investment Fund Managers Directive (AIFMD) International Organization of Securities Commissions (IOSCO) Established in 1983, the IOSCO is the international
capital market has always been a major venue for fund mobilization of business sectors. Yet, prior to the SEC establishment, market development had concentrated more on the secondary market where trading of
responsibility ● Approved securities / derivatives intermediaries / persons. For example: Malfunctioning of working systems that may cause damage to investment, fund management inconsistent with prospectus, and