, for profit and has been licensed or registered under this Act, excluding those derivatives fund managers with the characteristics as specified in the notification of the SEC. “derivatives exchange
, for profit and has been licensed or registered under this Act, excluding those derivatives fund managers with the characteristics as specified in the notification of the SEC. “derivatives exchange
the management of investments under a mutual fund project by issuing investment units of each project for sale to the public and bringing proceeds thereform to invest in, or procure for profit from
thereform to invest in, or procure for profit from holding in, securities, derivative, or any other properties, or invest in or procure for profit by other means. "private fund management"2 means the
, conditions and procedures as specified in the notification of the SEC. The provisions of the first paragraph of Section 133 shall apply mutatis mutandis to the performance of the private fund manager. The
proceeds thereform to invest in, or procure for profit from holding in, securities, derivative, or any other properties, or invest in or procure for profit by other means.” * Readers should be aware that
the employee, the previous investment policy shall apply. In cases where no previous investment policy, the investment policy specified in the fund’s article shall apply. In cases where the fund’s
: “SECTION 15. The SEC shall have the power to appoint a sub-committee to perform any matter as assigned by the SEC. 5 The provisions of Section 12 shall apply to the meeting of the sub-committee mutatis
not apply to a limited company which has been granted an approval to issue debentures under this Act. SECTION 38 The provision under Section 654 of the Civil and Commercial Code which prohibits fixing
apply to a special purpose juristic person established in the form of trust except where this Royal Enactment prescribes otherwise. In this regard, trustee shall have similar duties and responsibilities