Professional Portfolio International Ltd. Website: www.ppi-advisory.com : Unlicensed securities and derivatives business (Disclosure Date : 21/07/2014)
Facebook Page ชื่อ Professional stock trading : Unlicensed securities and derivatives business (Disclosure Date : 13/12/2023)
Facebook Page ชื่อ Stock and fund professional : Unlicensed securities and derivatives business (Disclosure Date : 03/07/2024)
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cooperated with the Association of Securities Companies in its issuance of the code of conduct on relationship with clients. Brokers must closely monitor clients’ trades and ensure the quality of advice given
, professional, business and investor associations opened up active channels to voice concerns, comments and suggestions regarding the issues of impacts on market participants and the capital market at large. Such
deduced that these shortcomings are caused by two major factors: the shortage of qualified audit personnel and the inability to react to changes of professional standards. This shortage of human resources
Under the SEA, the SEC has the duty to promote, develop and supervise the Thai capital market to ensure reliability, transparency and fairness for all parties concerned. In fulfilling this mission, the