. 2543) promulgated under the Securities and Exchange Act B.E. 2535 shall be allowed to proceed with operation of securities business as licensed and shall, within 31st January B.E. 2545, pay the license
. 2543) promulgated under the Securities and Exchange Act B.E. 2535 shall be allowed to proceed with operation of securities business as licensed and shall, within 31st January B.E. 2545, pay the license
is a branch of foreign commercial bank or a foreign life insurance company licensed under law on commercial banking or law on life insurance, such branch of foreign commercial bank or foreign life
and credit foncier business; (c) securities company under law on securities and exchange but not include securities company licensed to undertake securities business in the category of mutual fund
disguise or making up non-existing facts. 6. Being licensed or registered as the derivative dealers pursuant to the Derivatives Act, B.E. 2546. 7. Having exposures to the underlying or derivative position
other words, persons licensed, approved, or registered in accordance with the laws administered by the SEC. For example, securities business operator, derivatives business operator, financial advisor
automatic approval not in compliance with the specified conditions, the SEC may proceed with one or more of the following actions: 1. Suspend a filing of a new application for normal or automatic approval
, approved person shall proceed with establishment of limited company or public limited company to undertake securities business in the category of inter - dealer brokerage. Newly established limited company
automatic approval not in compliance with the specified conditions, the SEC may proceed with one or more of the following actions: 1. Suspend a filing of a new application for normal or automatic approval
, approved person shall proceed with establishment of limited company or public limited company to undertake securities business in the category of inter - dealer brokerage. Newly established limited company