Detail Content Announcement of Signatory of the I Code Signatories to the I Code 1. Why become a Signatory to the I Code? The announcement to become a Signatory to the I Code would enhance adherence
management. 5.4.3 The board should ensure that IT security policies and procedures are in place. Explanation A company’s governance of enterprise IT should cover: (1) Compliance with relevant law and
case of a complaint related to services of a securities or asset management company under the SEC supervision, first of all, the complainant should contact the compliance unit of the company directly
, useful to the investors and prepared in compliance with international standards. In so doing, the SEC's operations comprise three perspectives, as follows: 1. Supporting accounting profession to be in line
approval. However, if a mutual fund management company files an application for automatic approval not in compliance with the specified conditions, the SEC may proceed with one or more of the following
opposition to auditor's code of ethics. Q: In compliance with Section 89/25, if auditor reports facts through Auditor's Report or informs the company's management through letter, will the auditor be
compliance with Section 89/15. During the rehabilitation plan or not, the company secretary must prepare and keep the register of the plan administrator, notices of directors' meetings, minutes of the plan