be audited with an opinion rendered thereon by a certified public auditor. The provision of the first paragraph shall not apply to a derivatives advisor. 10 SECTION 29. In cases where the auditor under
be audited with an opinion rendered thereon by a certified public auditor. The provision of the first paragraph shall not apply to a derivatives advisor. 10 SECTION 29. In cases where the auditor under
has authorized the management of investment to acquire benefit from securities, whether or not investment in other assets is also made, which management is conducted as an ordinary course of business
management of funds of a person or group of persons who has authorized the management of investment to acquire benefit from securities, whether or not investment in other assets is also made, which management
is a limited company or a public limited company does not have an authorized person to act on its behalf or has an authorized person but such authorized person cannot operate for whatever reason
purpose juristic person which is a limited company or a public limited company does not have an authorized person to act on its behalf or has an authorized person but such authorized person cannot operate
of conflicts with other laws when applying trust for transactions in the capital market, it shall proceed as follows: (1) in cases where a trustee prepares an account of property and segregate the
notification under Section 58; (4) fail to meet the conditions under Section 56. SECTION 61 In avoidance of conflicts with other laws when applying trust for transactions in the capital market, it shall proceed
avoidance of conflicts with other laws when applying trust for transactions in the capital market, it shall proceed as follows: (1) in cases where a trustee prepares an account of property and segregate the
company. “executive” means a manager or a person responsible for the management of the company, whether de facto or as authorized by the board of directors as specified in the notification of the Capital