information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
Phra Suthep Arpassaro (Panpai) During November 2009 to March 2011, Phra Suthep Arpassaro (Panpai) colluded with and Ms. Sopana Janeborvorn and Mrs. Vachala Pisitsak in committing dishonest acts by
information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
front run his client’s futures trading orders. Such trading orders made through Ms.Nanthanat Srisawangwong at another broker for his personal gain. This action caused financial damages to his clients
Miss Amornrat Kongsitthanakorn During April 8, 2010 - June 15, 2010, Miss Amornrat Kongsitthanakorn aided and abetted Mrs. Anothai Phornprapha, Mr. Prapol Phornprapha, and Miss Prin Phornprapha, in
Mrs. Rachada Srivirojnawong During April 8, 2010 - June 15, 2010, Mrs. Rachada Srivirojnawong aided and abetted Mrs. Anothai Phornprapha, Mr. Prapol Phornprapha, and Miss Prin Phornprapha, in
and Mrs. Rachada Srivirojnawong for her own and other persons’ benefits. The purchases were made in such a way that taking advantage of others by using non-public information material to SPSU share
Mrs. Rachada Srivirojnawong for his own and other persons’ benefits. The purchases were made in such a way that taking advantage of others by using non-public information material to SPSU share price
Mrs. Rachada Srivirojnawong for her own and other persons’ benefits. The purchases were made in such a way that taking advantage of others by using non-public information material to SPSU share price
Mr. Perayuth Nark-In Between April 7 - 21, 2010, Mr. Perayuth Nark-In and Mrs. Usavadee Srisuchart aided and abetted Mr. Swake Srisuchart in purchasing Power Line Engineering Public Company Limited