Royal Orchid Hotel (Thailand) Public Company Limited Royal Orchid Hotel (Thailand) Plc. (“ROH”) failed to comply with the private placement (“PP”) regulations (as specified by the Capital Market

Mr. Vijchu Chantatub During 24 - 29 October 2018 and 13 November 2018, Mr. Vijchu Chantatub as a private fund manager, managed a private fund without honesty and care to preserve the interests of the

Alist Private Company Limited Alist Private Company Limited was liable for its failure to prepare and submit the default report of bills and debentures, incident which affects or is likely to affect

PHILLIP Securities (Thailand) Public Company Limited Between Feburary 23, 2021 and May 2, 2024, PHILLIP Securities (Thailand) Public Company Limited, a private fund management company, has applied

PHILLIP Securities (Thailand) Public Company Limited Between August 27, 2019 and December 26, 2023, PHILLIP Securities (Thailand) Public Company Limited, a private fund management company, the

Mr. Anupon Sriard During the period of 25 – 31 August 2015, Mr. Anupon Sriard, as a private fund manager, instructed the securities trading accounts of the clients of the private fund to place orders

True Energy Company Limited True Energy Company Limited failed to prepare and submit the result of the private placement bonds sale report (series 2) to the SEC office within August 30, 2018

True Energy Company Limited True Energy Company Limited failed to prepare and submit the result of the private placement bonds sale report (series 3) to the SEC office within March 2, 2019

True Energy Company Limited True Energy Company Limited failed to prepare and submit the result of the private placement bonds sale report (series 4) to the SEC office within November 27, 2019

Thai Industries Development Company Limited Thai Industries Development Company Limited failed to prepare and submit the result of the private placement bonds sale report to the SEC Office within