company listed on the Stock Exchange of Thailand. Samples of matters under the SEC responsibility ● Approved securities / derivatives intermediaries / persons. For example: Malfunctioning of working
continuously work on the reformation to ease the business operation and investment in Thailand, promote agility economic activities of the private sector and boost the competitiveness of Thailand. Doing
public and private sectors. Creating collaboration among all agencies in terms of concerted efforts to achieve the mission for well-being of the public. Our Roles How We Regulate SEC Working Principles
transfers capital between businesses that need funding both in the public and private sectors with the saving parties who want to invest. This has effectively increased a diversity of alternatives in fund
Member, Bank of Thaila Governor, Member of the Audit Committee and Member of the Corporate Governance and Social Responsibility Committee, The Stock Exchange of Thailand CEO and President, CIMB Thai
● Information of listed company (e.g., news, financial statements, list of shareholders) The Stock Exchange of Thailand (SET) Telephone: +66-2009-9999 Website: www.set.or.th ● Issuance of new share certificate
trading The Ministry of Finance had the power to regulate securities trading on the Stock Exchange of Thailand (SET) by issuing regulations or approving those drafted by the SET Board of Governors
Stock Exchange of Thailand Director, Thailand Securities Depository of Thailand Chairman, Thai Credit Guarantee Corporation Director, Executive Director EXIM Bank Trainings Corporate Governance