Alist Private Company Limited Alist Private Company Limited was liable for its failure to prepare and submit the default report of bills and debentures, incident which affects or is likely to affect
Mr. Vijchu Chantatub During 24 - 29 October 2018 and 13 November 2018, Mr. Vijchu Chantatub as a private fund manager, managed a private fund without honesty and care to preserve the interests of the
Mr. Prasong Suviwattanachai Mr. Prasong Suviwattanachai as the owner and beneficiary of 14 securities trading accounts of foreign juristic persons opened at UOB Kay Hian Private Ltd. and EFG Private
Mr. Eric Jordan or Mr. Eric Jack Jordan Mr. Eric Jordan or Mr. Eric Jack Jordan as director of Professional Portfolio International Ltd. (PPI) and personal capacity colluded with other alleged
Mr. Anupon Sriard During the period of 25 – 31 August 2015, Mr. Anupon Sriard, as a private fund manager, instructed the securities trading accounts of the clients of the private fund to place orders
True Energy Company Limited True Energy Company Limited failed to prepare and submit the result of the private placement bonds sale report (series 2) to the SEC office within August 30, 2018
True Energy Company Limited True Energy Company Limited failed to prepare and submit the result of the private placement bonds sale report (series 3) to the SEC office within March 2, 2019
True Energy Company Limited True Energy Company Limited failed to prepare and submit the result of the private placement bonds sale report (series 4) to the SEC office within November 27, 2019
Thai Industries Development Company Limited Thai Industries Development Company Limited failed to prepare and submit the result of the private placement bonds sale report to the SEC Office within
Rojna Industrial Park Public Company Limited Rojna Industrial Park Public Company Limited ("ROJNA") failed to prepare and submit the result of the private placement bonds sale report series