public and private sectors. Creating collaboration among all agencies in terms of concerted efforts to achieve the mission for well-being of the public. Our Roles How We Regulate SEC Working Principles
transfers capital between businesses that need funding both in the public and private sectors with the saving parties who want to invest. This has effectively increased a diversity of alternatives in fund
judgments; ● Repeated complaints of the same matters that have already been clarified by the SEC, without new information or additional supporting evidence; ● Claim for damages or compensation or private
continuously work on the reformation to ease the business operation and investment in Thailand, promote agility economic activities of the private sector and boost the competitiveness of Thailand. Doing
embezzlement by listed company’s executive(s). ● Name of executive and related person/name of company. ● Name of the authorized person. ● Payment documents of the company. ● Bank account of the executive(s
Attorney form in case of authorizing another person to file complaint; 3. Details of the person against whom the complaint is filed, i.e., full name, mailing address, phone number of intermediary / listed
of Finance Member of Thailand Best Organization Award Committee, the Comptroller General’s Department, Ministry of Finance Member of Audit Committee of Defence Technology Institute Chair person of
ำหรับใบอนุญำตประกอบธุรกิจ นำยหน้ำค้ำและจัดจ ำหน่ำยหลักทรัพย์ที่เป็นหน่วยลงทุน (ใบอนุญำตแบบ ง) ใบอนุญำตประกอบธุรกิจหลักทรัพย์ประเภท กำรจัดกำรกองทุนส่วนบุคคล (ใบอนุญำต Private Fund) ที่ลง นำมโดยรัฐมนตรี