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specific law as specified by the SEC and published in the Government Gazette; or (6) newly established limited company or public limited company to undertake securities business in the category of private
established under specific law; or (6) newly established limited company or public limited company to undertake securities business in the category of investment advisory service under this Ministerial
Gazette; or (6) newly established limited company or public limited company to undertake securities business in the category of private fund management under this Ministerial Regulation whose shares are
company in the stock market Offer to sell shares at a discount Private Placement (PP) of shares and warrant – in case of a listed company Subscription, sale and allocation Share Public Offering (PO
with other criteria pursuant to Section 56 of the Securities and Exchange Act (including the case where a company limited is transformed into a public company limited). Audit reports do not have the
may not occur again in the future Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed company in the stock market Offer to sell shares at a
> Fundraising > Equity Instrument > Share > Private Placement (PP) of shares: in case of a non-listed company in the stock market Regulations SHARE : Detail Content Equity Instruments Shares Private
securities Public company limited Private Placement General approval / no duty to disclose information Public Offering Require approval / disclosure of information Existing securities Owner of the