consideration. Guidelines for consideration of the interest in accordance with the first paragraph shall be specified by the SEC.” SECTION 7. The following texts shall be inserted as sub-clause (4/1) in Section
to the general public stipulating the period for consideration and making of order with respect to the issuance of license and granting of approval under this Act. SECTION 6 All rules, regulations
under this Act. SECTION 6 All rules, regulations, notifications, directives or stipulations issued under this Act by the SEC or the SEC Office which are of general application shall come into force upon
approval under this Act. SECTION 6 All rules, regulations, notifications, directives or stipulations issued under this Act by the SEC or the SEC Office which are of general application shall come into force
Capital Market Supervisory Board may specify that such signatures may be stamped by machine or by other means. In such event, the rules and procedures as specified in the notification of the Capital Market
Capital Market Supervisory Board may specify that such signatures may be stamped by machine or by other means. In such event, the rules and procedures as specified in the notification of the Capital Market
prescribe required paid-up capital of a securities company as the SEC thinks fit. (There is no minimum amount of required capital specified in the provision.) 1.4 Conduct rules of securities business
ทรัพย ์และให้คณะกรรมกำร ก.ล.ต. มีอำนำจกำหนดหลักเกณฑ์ให้ตลำดหลักทรัพย์ปฏิบัติ ( conduct rules) รวมทังเพิมบทลงโทษ หำกตลำดหลักทรัพย์ฝ่ำฝืนหลักเกณฑ์ดังกล่ำว เพือให้เป็นไปในแนวทำงเดียวกับทีกำหนดไว้ใน พ.ร.บ
under this Act. SECTION 7. All regulations, rules, notifications, directives or stipulations issued under this Act by the SEC, the Capital Market Supervisory Board or the SEC Office which are of general
in accordance with the rules specified by the SEC. “originator” means a person that transfers or will transfer an asset to or places or will place an asset with a special juristic person https