Line open chat ชื่อ Stock Learning Trading Group166 : Unlicensed securities and derivatives business (Disclosure Date : 18/01/2024)
Line open chat ชื่อ Stock Learning Trading Group166 : Unlicensed securities and derivatives business (Disclosure Date : 18/01/2024)
-Corruption Policy via the KBank e-Learning system on a continual basis, and communicating to employees the Anti-Corruption Policy and informing them of communication channels for accepting information
would allow them to promptly respond to these new developments. For example, competent auditors who are farsighted and passionate in their learning would be best equipped to adjust to any changes. Hence
Company Office 05/09/2000 16/09/2000 Report/Form (Notification of Securities and Exchange Commission) Form 98(9)-1 Notify of Moving of Principal Office, Full Branch Office or On-line Branch Office of
Company Office 05/09/2000 16/09/2000 Report/Form (Notification of Securities and Exchange Commission) Form 98(9)-1 Notify of Moving of Principal Office, Full Branch Office or On-line Branch Office of
Company Office 05/09/2000 16/09/2000 Report/Form (Notification of Securities and Exchange Commission) Form 98(9)-1 Notify of Moving of Principal Office, Full Branch Office or On-line Branch Office of
adequacy of firm’s procedures? 2 For firms without designated Ethics Partner, does the principal meet regularly to discuss ethics and document their discussions? 3 Does the firm have documented policies and
Ethics Partner, does the principal meet regularly to discuss ethics and document their discussions? 3 Does the firm have documented policies and procedures appropriate to the size and nature of the firm? 4
for their annual acknowledgement. Training and evaluation of employees’ knowledge of compliance with the Code of Conduct and Anti-Corruption Policy were also undertaken via the KBank e-Learning system