Offeror : (ๅ) Miss Satita Viddayakorn (2) Dr. Satit Viddayakorn (3) Peak Development Holdings Ltd. | Date of submission of the Statement of Intention : 20/10/2016
Offeror : (ๅ) Miss Satita Viddayakorn (2) Dr. Satit Viddayakorn (3) Peak Development Holdings Ltd. | Date of submission of the Statement of Intention : 01/11/2016
adequacy of firm’s procedures? 2 For firms without designated Ethics Partner, does the principal meet regularly to discuss ethics and document their discussions? 3 Does the firm have documented policies and
Ethics Partner, does the principal meet regularly to discuss ethics and document their discussions? 3 Does the firm have documented policies and procedures appropriate to the size and nature of the firm? 4
aware that another employee or an affiliate of the CRA is or has conduct, the CRA employee should report such information immediately to the compliance officer or another officer of the CRA, as
level employee with the requisite skill set to serve as the ng operations. A-9 1.24 Upon becoming aware that another employee or an affiliate of the CRA is or has conduct, the CRA employee should report
financial advisor - - - - - - Valuation Company - - - - - - Principal Valuer - - - - - - Grand Total 0 0 3 0 5 10 /3 In 2020, there were 2 investment consultants imposed administrative sanction as Investment
date for determining the underlying value: Guarantee/collateral: Method of redemption: Physical Cash Physical or Cash Etc. …… Principal protection at maturity date: Offering price: Condition for
connected transaction with an affiliate or a subsidiary whose shares are held collectively by a director, executive, majority shareholder or controlling person of the Company at a total amount of less than 10
prices, values or actual rental fee as well as the appraised price or the rental fee appraised by a third party or provably fair price. In any case, a connected transaction with an affiliate or a