adequacy of firm’s procedures? 2 For firms without designated Ethics Partner, does the principal meet regularly to discuss ethics and document their discussions? 3 Does the firm have documented policies and
Ethics Partner, does the principal meet regularly to discuss ethics and document their discussions? 3 Does the firm have documented policies and procedures appropriate to the size and nature of the firm? 4
delay.According to the auditor?s report, accounting policies were improperly used in the annual financial statements for the year 2014, whereby Smart Traffic Co., Ltd., an EIC affiliate, failed to record allowance
aware that another employee or an affiliate of the CRA is or has conduct, the CRA employee should report such information immediately to the compliance officer or another officer of the CRA, as
level employee with the requisite skill set to serve as the ng operations. A-9 1.24 Upon becoming aware that another employee or an affiliate of the CRA is or has conduct, the CRA employee should report
statements for the year 2023, as a cause of default of the terms of rights of SNW231A, SNW233A and SNW224A bonds; Agenda Item 4: Consideration for approval of a partial repayment of the principal, with a
improperly used in the annual financial statements for the year 2014, whereby Smart Traffic Co., Ltd., an EIC affiliate, failed to record allowance for doubtful accounts for the overdue loans issued to company
date for determining the underlying value: Guarantee/collateral: Method of redemption: Physical Cash Physical or Cash Etc. …… Principal protection at maturity date: Offering price: Condition for
connected transaction with an affiliate or a subsidiary whose shares are held collectively by a director, executive, majority shareholder or controlling person of the Company at a total amount of less than 10
prices, values or actual rental fee as well as the appraised price or the rental fee appraised by a third party or provably fair price. In any case, a connected transaction with an affiliate or a