Facebook page ชื่อ Matter of investment : Unlicensed securities and derivatives business (Disclosure Date : 08/08/2023)
Facebook page ชื่อ Matter of investment : Unlicensed securities and derivatives business (Disclosure Date : 08/08/2023)
under the authority in this matter, including coordinating with other relevant regulators, e.g. the Bank of Thailand and the Anti-Money Laundering Office. In this connection, the public and investors
surprising, therefore, that companies feel enormous pressure to deliver in the short term. Yet many of the factors that foster business resilience and sustainability play out over years and, in some industries
members’ stakes to enhance efficiency, flexibility and clarity in handling the matter. In addition, the procedure for buying and selling securities of Board members were revised to reassure transparency and
as those of the auditors. Being well aware of this fact, the SEC has regularly communicated and emphasized this matter to the stakeholders through various kinds of activities. For example, the SEC
the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer
unlicensed activities to the SEC.? Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed
matter from participating in its consideration. Regulatory Process The SEC is subject to procedural rules and regulations both in the provisions of the SEC Act as well as other laws concerning
covering a total of over 200,000 employees. Making investments a more personal matter was another initiative that builds the discipline to save and invest, through schemes such as “A thousand baht, start a