prohibits any employing securities firm or issuer from treating its employees unfairly by such means as change of position, type of work or work location. Whistleblowers shall be treated fairly and protected
/derivatives/mutual fund Portfolio information Email, address, telephone number, a certified copy of Thai nationality ID card or passport, location, etc. Fee, transfer method, documents related to bank account
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
derivatives intermediaries with underlyings such as SET index, oil and precious metals (gold, silver, etc.); For the list of licensed securities companies, please click SEC Check First . For the list of
financial instruments and put in place effective regulations to ensure fairness and prevent exploitation of stakeholders. As the market became more developed, new products were introduced and three laws were
nd place while Malaysia is in the lead. The higher ranking based on the Protecting Minority Investors Index was due to the initiative on communication strategy. By using a conference call with the
nd place while Malaysia is in the lead. The higher ranking based on the Protecting Minority Investors Index was due to the initiative on communication strategy. By using a conference call with the
before it takes place? Ans. Yes - พ.ร.บ. บริษัทมหาชนฯ มาตรา 33 มาตรา 80 และ มาตรา 102 - พ.ร.บ. หลักทรัพยฯ์ มาตรา 89/12 และมาตรา 89/13 - ประกาศคณะกรรมการกำกับตลาดทุน ที่ ทจ. 21/2551 - ข้อบังคับ