reference. 4 Notification of the Securities and Exchange Commission No. Kor Khor. 8/2554 Re: Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals
Securities and Exchange Commission No. KorKhor. 8/2554 Re: Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives _____________ By virtue
and consideration of inferior investments etc.. 3.7 Investment in subsidiary and associated company It shall disclose the accounting method of investments of subsidiary and associated company and loss
home country where its official agency or regulator is a member of International Organization of Securities Commissions (IOSCO), whose regulation on certain derivatives business is not inferior to those
the category of derivatives brokerage limited to precious metal derivatives; (7) a commercial bank ; (8) other financial institutions as prescribed by the Securities and Exchange Commission; or (9) a
prescribed in the Derivatives Act B.E. 2546 (2003) including the Notifications and circular notices issued or laid down the guideline of implementation to such Act. (3) not being under restriction or
the duties similar to fund manager. (2) Specific Rules (a) Being a manager of the management company or holding any position from second to manager down to department director whose role is responsible
documentation by 31 December 2009. Clause 36 All notifications of the SEC Office, orders, and circulars which are issued under or that lay down the guidelines under the Notification of the Securities and Exchange
any position from second to manager down to department director who take responsibility in the line of work relating to investment management of the management company. If such person fails to proceed
เครื่อง คอมพิวเตอร์ (file sharing) ( กำหนดให้ผู้ใช้งานต้อง shut down คอมพิวเตอร์ส่วนบุคคลทุกครั้งหลักเลิกใช้งาน ( กำหนดให้ผู้ใช้งานต้อง log off จากระบบงานทันทีเมื่อใช้งานระบบงานเสร็จ ( อื่น ๆ โปรดระบุ