Facebook page Power DL : Unlicensed securities and derivatives business (Disclosure Date : 07/07/2023)
Facebook page Power DL : Unlicensed securities and derivatives business (Disclosure Date : 07/07/2023)
Entities in order to Ensure Confidence of the Investing Public ■ Supervision of Market Intermediaries ■ Inspection of Listed Companies and Market Intermediaries ■ Regulation and Law Enforcement G OA L 4
e-service Online Submission See canceled document Investment Advisory >> Licensing/Ministerial Regulation Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and
, reliable forum for a wide variety of products and investment alternatives with reasonable risks and returns for the investing public. With the upcoming inauguration of the deposit insurance regulation, the
forthcoming liberalization within five years. Message from the Secretary-General 4 not only empowered businesses but also furthered the moves toward the SEC's much anticipated self- regulation. On social
. Notification of the Securities and Exchange Commission KorKhor 10/2551 Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning
/2551 Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E
KorKhor 10/2551 Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities
Commission KorKhor 10/2551 Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking