Association Associations related to securities businesses Summary of major provisions in supervising the related associations The SEC has the power to make an order for the directors or members to clarify
Capital Market Supervisory Board The Capital Market Supervisory Board (CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the
Capital Market Supervisory Board The Capital Market Supervisory Board (CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the
of Private Fund Market Data SHARE : Detail Content Marketing Representative of Private Fund No. List of Licensees Approval Date 1 THE HONGKONG AND SHANGHAI BANGKING CORPORATION LIMITED 17 April
Stock Exchange of Thailand Director, Thailand Securities Depository of Thailand Chairman, Thai Credit Guarantee Corporation Director, Executive Director EXIM Bank Trainings Corporate Governance
Committee Member : Zen Corporation Group Company Limited Advisor : Thai Institute of Directors Association Advisor : Thai Listed Companies Association The Office of the Securities and Exchange Commission
Stock Exchange of Thailand Director, Thailand Securities Depository of Thailand Chairman, Thai Credit Guarantee Corporation Director, Executive Director EXIM Bank Trainings Corporate Governance
and license revocation, etc. In this regard, the scope of power of the order issuers varies depending on the level of penalty to be imposed on the offender. Appeal Any person who is affected by, and
of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power to order: (1) Clarification or disclosure of additional information; (2) Rec tification of the
of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power to order: (1) Clarification or disclosure of additional information; (2) Rec tification of the