provisions under Division 2: Supervision and Control of Chapter 4: Securities Business of the SEA, in whole or in part. 1.3 Paid-up registered capital of securities company The SEC has discretionary power to
notification of the SEC. SECTION 16/6 The Capital Market Supervisory Board shall have the power and duty to perform any other acts under the provisions of this Act or other laws and shall be responsible to the
upon publication in the Government Gazette. Chapter 1 Supervision of Trust for Transactions in Capital Market __________________ SECTION 8 The SEC shall have the power and duty to formulate policies to
The SEC shall have the power and duty to formulate policies to promote, develop and supervise trust for transactions in the capital market. Such power and duty shall include: (1) the issuance of rules
SECTION 8 The SEC shall have the power and duty to formulate policies to promote, develop and supervise trust for transactions in the capital market. Such power and duty shall include: (1) the issuance of
period as specified in the notification of the SEC. SECTION 16/6. The Capital Market Supervisory Board shall have the power and duty to perform any other acts under the provisions of this Act or other laws
. The Capital Market Supervisory Board shall have the power and duty to perform any other acts under the provisions of this Act or other laws and shall be responsible to the SEC. The power and duty of the
risks arising from derivatives, the Capital Market Supervisory Board shall have the power to specify in its https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-derivatives2003-amended.pdf
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order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the Capital Market Supervisory Board shall have the power to specify in its