on prevention of conflicts of interest (“COI”) in managing a mutual fund as well as to monitor and oversee acts that may cause COI, unfair characteristic or cause unitholders to lose the interest that
action as the SEC Office deems appropriate. If any event under the first paragraph occurs and there is an urgent need to protect or alleviate potential damage or if the derivatives business operator fails
action as the SEC Office deems appropriate. If any event under the first paragraph occurs and there is an urgent need to protect or alleviate potential damage or if the derivatives business operator fails
for consideration of any potential issues which may arise from the enforcement of this Act. (5) any other activities to be implemented according to the objectives of this Act. All rules, regulations
of the SEC Office, the determination of salary and other remuneration as well as welfare and assistance; (4/1)4 the prescription of a guideline for consideration of any potential issues which may arise
a mutual fund and shall monitor and oversee acts that may cause a conflict of interest to the unitholders and any acts that may have an unfair characteristic toward the unitholders or may cause the
Section 89/20, and monitor safekeeping of such documents or evidence for its accuracy and completion as well as availability for inspection for the period not less than five years from the date of producing
Witness (Section 3521) โดยบทบัญญัติดังกล่ำว ให้อำนำจรัฐมนตรีว่ำกำรกระทรวงยุติธรรมหรืออัยกำรสูงสุดในกำรพิจำรณำให้ควำมคุ้มครอง พยำนบุคคล (witness) หรือพยำนบุคคลทีสำคัญ (potential witness) ทีมำเบิกควำมให้แก่
applications or undertaking of businesses under an approval, licence or permission; (3) the prescription of criteria as a guideline for the consideration to address any potential issues which may arise from the
criteria as a guideline for the consideration to address any potential issues which may arise from the enforcement of this Emergency Decree; (4) any other activities to be implemented according to the