financial statements of audit firm for the 3 recent years before filing the application. Signatures of the audit firm's leader and authorized director with audit firm's seal (if any) are required every page
recent years before filing the application. Signatures of the audit firm's leader and authorized director with audit firm's seal (if any) are required every page. Both application form and supporting
. Sales reports – issuers are required to report the sales of debt securities to the SEC within the required timeframe. Post-offering obligations – issuers are required to make complete, timely and accurate
consideration of prohibited characteristics of such auditor. 2.1.4 Post-Approval Duties (1) Complying with the specified rules: performing an audit work in giving opinions on financial statements with
and offering of shares Request for approval Disclosure of information Subscription/ sale and allocation Post-offering duties Request for Approval Directors, executives and majority shareholders do not