servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
individuals or the two aiders from (5) to (6) during 10-22 April 2013 which was the period when CP ALL Public Company Limited (CPALL) was in negotiation with SHV Netherland B.V. (SHV) to purchase 154,429,500
เปิดเผยต่อประชาชน โดยพบการซื้อหุ้นในบัญชีบุคคลดังกล่าวหรือผู้สนับสนุนระหว่างวันที่ 10 ? 22 เมษายน 2556 ซึ่งเป็นช่วงที่บริษัท ซีพี ออลล์ จำกัด (มหาชน) (CPALL) เจรจาตกลงจะซื้อหุ้น MAKRO ที่บริษัท เอสเอชวี
customers’ assets in its possession to have at least 2 audit responsible for recipience notified from the auditor that may report doubtful behavior which directors or managers have committed an offense as
possession of prohibited characteristics by the persons on the SEC Arbitrators List. The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit
, issuance and settlement of securities, and organization of shareholders? meetings, etc., (2) facilitating businesses? access to necessary information under possession of governmental agencies for the benefit
benefits from the securities in possession. In any case, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the
information in possession of SEC and in a form that the computer can read and readily process (machine readable data). Data can be obtained by means of code-writing for direct data query. SEC anticipates that
listed companies for those people. In addition, amendment to the governing rules will add possession of accounting knowledge and passing of minimum training courses to the qualifications of financial
/reverse repo transaction as a tool for managing liquidity and generate benefits from the securities in possession. In this regard, however, securities companies have to put in place efficient control and