Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
case of a complaint related to services of a securities or asset management company under the SEC supervision, first of all, the complainant should contact the compliance unit of the company directly
should contact the compliance unit of the company directly https://www.sec.or.th/EN/Pages/AboutUs/SECComplaint.aspx
Offering of Equity Instruments, Governance of Securities Issuing Companies and Business Takeovers Experiences Legal Specialist of Takeover Panel, the Office of the Securities and Exchange Commission
Consideration of Regulations on Issuance and Offering of Equity Instruments, Governance of Securities Issuing Companies and Business Takeovers Member of the Sub-committee on Consideration of Regulations on
/ investment analysts / unit sellers to give information or advice on the invested products or services, which may cause damage to the investment Solicitation or fraud by unlicensed or unapproved entities, for
corporate transparency requirements for listed companies. Positive results on this topic promote investors' confidence which would benefit businesses, the capital market and Thai economy. The index and
corporate transparency requirements for listed companies. Positive results on this topic promote investors' confidence which would benefit businesses, the capital market and Thai economy. The index and
/TheFoundationoftheSEC.aspx KeyPerformance-2561.pdf ิทัล พ.ศ. 2561 มีผลบังคับใช้ • เกณฑ์เพ่ือรองรับกรระดมทุนผ่น ICO • ICO Portal ได้รับควมเห็นชอบ 1 รย • Equity Crowdfunding (ECF) ได้รับ ควมเห็นชอบ 2 รย • กรให้ควมรู้เรื ่อง
• ICO Portal ได้รับควมเห็นชอบ 1 รย • Equity Crowdfunding (ECF) ได้รับ ควมเห็นชอบ 2 รย • กรให้ควมรู้เรื ่อง สินทรัพย์ ดิจิทัล และกรเตือนผู้ลง https://www.sec.or.th/TH/Documents/AboutUs/KeyPerformance-2561