ประเภทหลักทรัพย์ : หุ้นสามัญ | วันที่มีผลใช้บังคับ : 10/11/2560 | วันที่ปิดการขาย : 16/11/2560

Type of securities : Common share | Effective Date : 10/11/2017 | Close Selling Date : 16/11/2017

Type of securities : Common share | Effective Date : 02/11/2015 | Close Selling Date : 08/11/2015

which involve setting operational standards, code of conduct, and guidelines for supervising members and their personnel in accordance with professional standards. In drawing up such plan, the ASCO must

process of inquiry by the inquiry official. DAB Act S.17 Criminal Complaint Filed with an Inquiry Official Dated 05/07/2019

Mr. Win Udomrachtavanich During 24 - 29 October 2018 and 13 November 2018, Mr. Win Udomrachtavanich colluded with Mr. Ratachai Teratanavat and Mr. Vijchu Chantatub, to manipulate the stock price and

Mr. Ratachai Teratanavat During 24 - 29 October 2018 and 13 November 2018, Mr. Ratachai Teratanavat colluded with Mr. Win Udomrachtavanich and Mr. Vijchu Chantatub, to manipulate the stock price and

Mr. Vijchu Chantatub During 24 - 29 October 2018 and 13 November 2018, Mr. Vijchu Chantatub colluded with Mr. Win Udomrachtavanich and Mr. Ratachai Teratanavat, to manipulate the stock price and

Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with

. The activities were liable to violate Section 244/3 (1) and (2) of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the Criminal Code, subject to the penalties