specific law as specified by the SEC and published in the Government Gazette; or (6) newly established limited company or public limited company to undertake securities business in the category of private
(Public Management), Suan Dusit University Master of Political Science (Public Administration), Thammasat University Master of Business Administration (Finance), College of Notre Dame, USA Bachelor of
Commerce Experiences Director General of Department of Intellectual Property, Ministry of Commerce Director General, Department of Business Development, Ministry of Commerce Inspector General, Office of the
limitedcompany to undertake securities finance business and application and issuance of license to the companyso established to undertake securities finance business shall be specified in this Ministerial
: Clause 1 Application and approval on establishment of limited company or public limitedcompany to undertake securities finance business and application and issuance of license to the companyso established
Business (As amended) By virtue of Section 4 of the Securities and Exchange Act B.E. 2535, Finance Minister prescribes the Ministerial Regulation as follows: Clause 1 "Undertaking securities finance
Notification as published in the Government Gazette, as well as two copies thereof. Clause 9 In connection with applying for securities business license in the category of private fund management under this
grounds to suspect that the directors, executives, and major shareholders having other interest which may be in conflict with the best interest of the business or having benefits transferred from the
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, supervise the capital market, for example, fund mobilization, products and services, related business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee