breaches of regulations and laws (i.e. being currently subject to a criminal complaint or legal prosecution for an offense concerning property by a relevant agency, only for a cause arising from a deceitful
, Australia, Japan, the Republic of Korea, New Zealand and Thailand. The MOC came into effect on 30 June 2016 and implemented in 2018. Please click here for the MOC and its Annexes. For further detail about
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
investment decision-making. Any entity wishing to operate a digital asset business must obtain an approval from the Minister of Finance and meet the SEC requirements regarding, for example, having adequate
– in case of a listed company Criteria for approval: can be divided into four cases, depending on the nature of share price indication based on the resolution of the shareholders' meeting. 1 st case
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
the company; - The board of governors of the Stock Exchange ordered a delisting of securities. The limitation period under the Securities and Exchange Act, for example: - the rights to claim
investment units from an asset management company which offered for sale of investment units by presenting a false prospectus; - Purchasing securities from a securities issuing company who disclosed
on the approval for the offer for sale of debt securities in a public offering (PO) or the offer for sale of certain types of debt securities would require credit rating to be arranged by an approved
an offer for sale of REIT units A REIT Manager (RM) has the duty to file an application for offer for sale of units. A Financial Advisor (FA)* is required to jointly submit the application and