legal entity. Clause 5 Any person intends to establish a limited company or public limited company for operating securities business in the category of mutual fund management shall submit an application
of directors and executives of issuing companies. Qualifications of a director Not having untrustworthy characteristics. For example: Being an insolvent person or an incompetent person Being
breaches of regulations and laws (i.e. being currently subject to a criminal complaint or legal prosecution for an offense concerning property by a relevant agency, only for a cause arising from a deceitful
for All Regulations SHARE : Detail Content Wealth Advice for All Regulatory Summary Related Rules/Regulations Related Forms Thailand is presently stepping into an aging society, but most Thai
for All Regulations SHARE : Detail Content Wealth Advice for All Regulatory Summary Related Rules/Regulations Related Forms Thailand is presently stepping into an aging society, but most Thai
, Australia, Japan, the Republic of Korea, New Zealand and Thailand. The MOC came into effect on 30 June 2016 and implemented in 2018. Please click here for the MOC and its Annexes. For further detail about
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
. Both application form and supporting documents must be in Thai or English language. The certified translation is also needed for documents that were translated from language other than Thai or English
– in case of a listed company Criteria for approval: can be divided into four cases, depending on the nature of share price indication based on the resolution of the shareholders' meeting. 1 st case
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions