Practice Guidelines No. NorPor. 4/2559 Re: Practical Guidelines for Business Continuity Management _______________________________ Reference is made to the notification of the Capital Market Supervisory
bases in Hong Kong and China . In addition, it provides a tangible progress in building economic relation between Hong Kong and Thailand in accordance with the aforementioned MoU between both governments
สังคมและสิ่งแวดล้อม (CSR in process) จะจัดทำดัชนีด้านการเปิดเผยข้อมูลความยั่งยืน (ESG disclosure index) และด้านการต่อต้านการคอร์รัปชัน (Anti-corruption in practice) จะมีการจัดทำดัชนีชี้วัดและเปิดเผยผลการ
การต่อต้านทุจริตคอร์รัปชันอย่างจริงจัง (anti-corruption in practice) โดยใช้มาตรการทั้ง วินัยตลาด และวินัยของภาคธุรกิจ ได้แก่ - วินัยตลาด: เพิ่มเครื่องมือให้ผู้ลงทุนมีข้อมูลตัดสินใจลงทุน เช่น จัดทำข้อมูล
shall be explained in terms of a 3-5-year business plan (represented in figures or otherwise) and a progress report on the implementation of the operation according to the goals shall be explained in the
title and location, the type of project, the target customers, the number of units, sale/rental space, project value, sale and construction progress, etc. 2.2 Marketing and competition (a) Describe the
firm follows to provide reasonable assurance that new or revised regulations, interpretations, or rulings on independence, integrity, and objectivity matters considered appropriate for its practice? 12
in its practice of investment management. It should employ knowledge, ability and skills as a profession in management of investment under different situation, for instance: (1) Employment of personal
handling the customer complaint as well as reporting progress and notifying the results provided by the derivatives broker; (3) arrange to have a system to monitor and inspect customer complaint proceedings
) should contain the subject matters prescribed in Clause 1, Chapter 2 of the additional practice guidelines relating to the information security policies and measures at a minimum; 4. The intermediary