for approval of establishing such a limited company or public limited company for operating securities business in the category of mutual fund management to the SEC Office within the period of time, in
Thai MinistrialRegulationSEAArchive-a Sign In การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และอาจใช้คุกกี้ชนิดจดจำข้อมูล
applicant for securities business license in the category of investment advisory service is a branch of foreign commercial bank or a foreign life insurance company licensed under law on commercial banking or
management, there shall be a condition specifying that the licensee shall maintain its qualifications as specified in this Ministerial Regulation throughout the license period and shall undertake business
Where an applicant for securities business license in the category of private fund management is a legal entity under Clause 2(1) to (5), but not a branch of foreign commercial bank or a foreign life
executives’ knowledge,competence, honesty and working experience. Clause 2 Person intending to establish a limited company or public limited company for operating securities business in the category of venture
the Securities and Exchange Commission personal data any information that can be used to identify a natural person, both directly or indirectly, but shall not include, in particular, any information
medium-sized enterprises (SMEs) with 10 areas of indicators, covering the life of business from starting a company to resolving insolvency. Assessment criteria 1. Measurement on procedures in
mutual fund is in a transition period for another management company to take over. The transition period shall not be longer than three business days. (6) The mutual fund is in the process of dissolution