) Group 2: Constituting an unfair advantage over investor by exploiting the inside information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses
terminated from employment because of their tip filing. ● Whistleblowers who wish to give inside information or useful evidence for SEC’s investigation shall be treated fairly and protected by law. Matters
business and credit foncier business; (3) securities company under the law on securities and exchange ; (4) life insurance company under the law on life insurance; (5) financial institution set up under
KASIKORNBANK PUBLIC COMPANY LIMITED 2 October 2006 5 INNOVEST X SECURITIES CO.,LTD. 19 October 2006 6 RABBIT LIFE INSURANCE PUBLIC COMPANY LIMITED 7 May 2009 7 PHATRA SECURITIES PUBLIC COMPANY LIMITED 6
business, securities business and credit foncier business; (3) securities company under law on securities and exchange ; (4) life insurance company under law on life insurance; (5) financial institution
company licensed to undertake securities business in the category of mutual fund management; (d) life insurance company under law on life insurance; (e) financial institution or legal entity
law on securities and exchange ; (4) life insurance company under the law on life insurance; (5) financial institution set up under specific law as specified by the SEC and published in the Government
Chairman of The Risk Management Committee, Krungthai Asset Management PCL Board Director, Siam Commercial New York Life Insurance PCL Tranings Role of the Chairman Program (RCP16/2007) Thai Institute of