than the specified period for 6 times. DAB Act S.30 Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 2/2021 Dated 21/12/2021

("TRUBB") changed his holding of TRUBB securities for 20 times but failed to prepare and disclose all reports on changes in his holding to the SEC Office within the period specified in the

Limited ("TRUBB") changed her holding of TRUBB securities for 3 times but failed to prepare and disclose all reports on changes in her holding to the SEC Office within the period specified in the

her holding of AMC securities for 10 times but failed to prepare and disclose all reports on changes in her holding to the SEC Office within the period specified in the notification of the Capital

shares to reach or pass a multiple of 5 percent of the total number of voting rights of TAPAC amount four times, but he failed to report the acquisition of such TAPAC shares to the SEC Office within a

nominee's securities account for 471 times but failed to prepare and disclose report on change in his holding to the SEC Office within the period specified in the notification of the Capital Market

securities sold or the total number of voting rights of IHL nine times, but he failed to report the acquisition or disposal of such IHL shares to the SEC Office within a period specified in the notification of

voting rights of NPP within the period specified in the notification of the Capital Market Supervisory Board for 6 times. He later filed the accurate reports (Form 246-2) to the SEC Office on 8 August

transactions, concealing such B/E sale by omitting the sale transactions from the company’s accounting records, and concealing the fraud by extending the maturity terms of such B/E issues several times. The

terms of such B/E issues several times. The fraud was supported and assisted by (1) Mr. Thepthiwa Bootprom, who knew Mr. Krittiphat Ittisanyakorn and Mr. Sunchai Intarauksorn. In so doing, Mr. Thepthiwa