Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ●  Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ●  Full

case of a complaint related to services of a securities or asset management company under the SEC supervision, first of all, the complainant should contact the compliance unit of the company directly

should contact the compliance unit of the company directly https://www.sec.or.th/EN/Pages/AboutUs/SECComplaint.aspx

/ investment analysts / unit sellers to give information or advice on the invested products or services, which may cause damage to the investment Solicitation or fraud by unlicensed or unapproved entities, for

2013   16 October 2017 20 Central Bank of Myanmar (CBM) Myanmar 8 May 2018 21 Capital Market Authority - Sul tanate of Oman (CMA) Oman 15 September 2005 22. Monetary Authority of Singapore (MAS

16 ตุลาคม 2560 20 Central Bank of Myanmar (CBM) Myanmar 13 พฤษภาคม 2556 21 Capital Market Authority - Sul tanate of Oman (CMA) Oman 8 พฤษภาคม 2561 22. Monetary Authority of Singapore (MAS) Singapore 15