damage or constitute an unfair advantage to its customers or other interested person as specified in the notification of the Capital Market Supervisory Board by failing to put in place a sufficient and
Mr.Thitiphat Thaveesin Mr.Thitiphat Thaveesin, Executive Vice President of Corporate Finance Solution/REIT Department, who is responsible for the operation of Daol Securities (Thailand) Public
Mr.Thitiphat Thaveesin Mr.Thitiphat Thaveesin, Executive Vice President of Corporate Finance Solution/REIT Department, who is responsible for the operation of Daol Securities (Thailand) Public
accounts: Miss Uraiwan’s 6 securities accounts of Country Group Securities Public Company Limited, KGI Securities (Thailand) PCL., KTBST Securities Public Company Limited (“KTBST Securities”), Finansia Syrus
Krungthai Zmico Securities Company Limited which Ms. Uraiwan gave Mr. Telaphon an authority to trade securities in those securitites accounts on behalf of Ms. Uraiwan and Mr. Telapon’s 2 securities accounts
baht solar power plant project of The Bangchak Petroleum Public Company Limited that he obtained by attending the negotiation, before such information became public. SEC Act S.241 Settlement Committee
decrease of 74.19 percent and fell from Q2/2014 with the net loss of 80.54 million baht, a decrease of 63.29 percent. Mr. Charin used such material non-public information to gain unfair benefits over other
constitute an unfair advantage to its customers or other interested person as specified in the notification of the Capital Market Supervisory Board. That is, the securities broker failed to Inefficient
material to gain unfair benefits over other persons by virtue of his position as an audit committee member and independent director of GLOBAL. Department of Special Investigation returned the case to the SEC
to gain unfair benefits over other persons by virtue of his position as an audit committee member and independent director of GLOBAL. Department of Special Investigation returned the case to the SEC