. - Please describe the criteria used to assess the level of identified quality risk in a "risk matrix" format, comprising relevant factors such as the likelihood and magnitude. - For each factor used to
procedure for conducting root cause analysis (RCA) and remediation plan to address identified deficiencies in a timely manner? If yes, please describe. B11 Does the firm have a method of communicating RCA and
, please provide an approximate percentage of their time dedicated to SOQM tasks in relation to other responsibilities. B6.2 For the utimate responsible person of SOQM and the responsible persons for each
Projects in hydropower have a potential of causing massive damage to the environment by their scale and operation. Thus, in order to be eligible for the construction of a new hydropower plant under the
monitoring unit and appraisal? If yes, please provide us the result of quality review. 11 Does the firm determine KPIs in the job description for each staff level? If yes, how does the firm communicate them to
: Firm's Reference /Guidance Notes Description 1 Has the firm established policies and procedures for engagement teams to complete the assembly of final engagement files in a timely basis after the
, integrity and objectivity) with professional and regulatory requirements 13 Does the firm provide its personnel with the firm’s list of clients and any related entities and inform them on a timely basis as to
activities and provide quality services? This includes: (a) What channels and methods are used? (b) What is the frequency of communication? (c) How does the firm ensure appropriate communication for the
the quality risks in Acceptance and Continuance of Client Relationships and Specific Engagement element that the firm considers as high risk? Please describe the relevant responses to these risks. A.1
กิจกรรมของภาคพลังงาน) จะอ้างอิงเงื่อนไขและตัวชี้วัดในตารางนี้ กิจกรรมสีเขียว 100 100 100 100 50 กิจกรรมสีเหลือง 381 225 191 148 N/A N/A กิจกรรมสีแดง >381g >225g >191g >148g >50g >50g หมายเหตุ ควรมีการทบทวน