PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 desirable to explicitly assess why, and under what circumstances, such delegation is desirable. In addition, the public authority should maintain effective
assigned by such claimant; “SET” means the Stock Exchange of Thailand; “Office” means the Office of the Securities and Exchange Commission. Chapter I General Provision ________________________ Clause 4. The
assigned by such claimant; “SET” means the Stock Exchange of Thailand; “Office” means the Office of the Securities and Exchange Commission. Chapter I General Provision ________________________ Clause 4. The
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
opportunities for established and potential business operators to maximize the use of FinTech in developing financial and investment services with less legal limitations and more efficient information access.SEC
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
Mr.Kittiratt is a financial expert member of the Board. He was President of the Stock Exchange of Thailand between 2001 and 2006. He graduated with a B.S. in Economics (Quantitative) from Chulalongkorn
member of the Bank of Thailand, Law Councillor of the Council of State and President of Huachiew Chalermprakiet University. He was a former Dean of the Faculty of Law at Chulalongkorn University as well as
appointment, he was Dean of the Faculty of Law of Thammasat University, Thailand. Mr. Vasant Thienhom A financial expert member of the Board, he graduated with an LL.B. (Honors) from Chulalongkorn University