Miss Nongluck Sinprasertlert Miss Nongluck Sinprasertlert, an investor contact (marketing officer) at Kim Eng Securities (Thailand) PLC, aided and abetted Mr. Sagha Sakulekpaisan in manipulating the

accounts: Miss Uraiwan’s 6 securities accounts of Country Group Securities Public Company Limited, KGI Securities (Thailand) PCL., KTBST Securities Public Company Limited (“KTBST Securities”), Finansia Syrus

Krungthai Zmico Securities Company Limited which Ms. Uraiwan gave Mr. Telaphon an authority to trade securities in those securitites accounts on behalf of Ms. Uraiwan and Mr. Telapon’s 2 securities accounts

baht solar power plant project of The Bangchak Petroleum Public Company Limited that he obtained by attending the negotiation, before such information became public. SEC Act S.241 Settlement Committee

Ms.kanokwan Tippayathoadtana During July 15, 2004 - February 9, 2005, Miss Kanokwan Tippayathoadtana, an investor contact (marketing officer) at Capital Nomura Securities PLC, aided and abetted in

Mr. Benjamin Berger On June 15, 2019, Mr. Benjamin Berger presented and offered for selling the shares named Tian Tian Ventures to the public at the 2019 Tian Tian Ventures Investor Conference held

Mr. Adirek Umbangtalad Mr. Adirek Umbangtalad, an investor contact (marketing officer) at Merchant Partner Securities PLC, aided and abetted Mr. Sagha Sakulekpaisan in manipulating the share price of

Glory Prosperity (Thailand) Co., Ltd. Glory Prosperity (Thailand) Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted

entered into a Power Purchase Agreement ("PPA") No.2 with the Provincial Electricity Authority which was information greatly affecting the value of OSCAR shares. Accordingly, the board of

already entered into a Power Purchase Agreement ("PPA") No.2 with the Provincial Electricity Authority which was information greatly affecting the value of OSCAR shares. Accordingly, the board of