Microsoft PowerPoint - slide friday training ชองทางการตดิตอคณะทํางาน ใหคําปรึกษาตอบคําถามทางจริยธรรม และขับเคลื่อนจริยธรรม E-mail : HRDirector@sec.or.th Line
Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
realized the importance of business preparation in this matter. For this reason, SEC is set to launch an online training under the topic of “Incident Response from the Pentester’s Eyes View” and
, to attend an ESG training course in addition to the existing compulsory training courses on rules and regulations, ethics or relevant laws, to ensure sufficient knowledge and regular review thereof in
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...
believes that this kind of training course will help the business sector to seamlessly integrate human rights into their business operations. During the meeting, Assistant Professor Dr. Parina Srivanit
Cybersecurity Talent สำหรับผู้ปฏิบัติงานด้าน IT และ Cybersecurity ในภาคการเงินในระดับเริ่มต้น (ประสบการณ์ 1 - 3 ปี) ในหลักสูตร “ISO 27002 Intensive and Cybersecurity Training” เพื่อให้ผู้ปฏิบัติงานในภาคการเงินมี
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับ ธนาคารโลก (World Bank) จัดงานสัมมนาออนไลน์ หัวข้อ “Training Workshop for Sustainable Bond External Review Providers” เพื่อเตรียม
SEC Secretary-General Ruenvadee Suwanmongkol said: “The ESG-focused business practice and investment help to promote sustainable investment. This is a growing trend in capital markets around the world. SEC thus promotes application of ESG principles in the Thai capital market in all aspects, from the areas of products, issuers, investors and the preparation for readiness of intermediaries* as investment service provider. To perform their roles and responsibilities, personnel in the capital...