business, employee, staff, advisor earning regular monthly salary, controlling person during the period of two preceding years.​ Relaxation of this requirement is in the case where the person is retired as a

three years preceding the year of filing application toward the date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of

- (1) not have financial condition that is likely to cause damage or have any other circumstances showing the holder’s financial hardship; (2) within three years preceding the year of filing application

. - For the offering bills, a statement 'This bill is a security and approved for sale  in a private placement' shall be included on the front of the bills. - In case of bills having  an agreement to

; (2) not have financial condition that is likely to cause damage or any other circumstances that show its financial hardship; (3) within three years preceding the year of filing application toward the

intermediaries. - For the offering of bills, a statement of 'Intended to be negotiable among institutional investors, high net worth investors, and investors related to the issuer' shall be included on the front

that the meeting consider such additional agenda item. However, it must wait until the consideration of the preceding items has been completed.     Q: In case a shareholder holding at least 5 percent

หลักทรัพย์หรือสัญญาซื้อขายล่วงหน้าของลูกค้าไปใช้ประโยชน์โดยการซื้อขายหลักทรัพย์ตัดหน้าลูกค้า (front running) หรือเปิดเผยข้อมูลดังกล่าวให้แก่บุคคลอื่นซึ่งอาจอาศัยข้อมูลที่ได้มานั้นไปซื้อขายหลักทรัพย์ตัด