appropriate experience and ability, and necessary authority, to assume that responsibility. If yes, is their appropriate experience and ability sufficient to identify and understand quality control issues and
requested would certainly affect provided services or advice to each client. Clause 8 An intermediary shall consider the ability of clients in part of investment, debt repayment and pledging collateral, and
complete information handed over to the intermediary as requested would certainly affect provided services or advice to each client. Clause 8 An intermediary shall consider the ability of clients in part of
investment objectives, the level of knowledge, understanding, and experience in derivatives trading, the financial status, and the repayment ability of each client. In performing the duty in accordance with
นั้นเป็นหุ้นกู้ 2.2.1 ชื่อเฉพาะของหุ้นกู้ที่เสนอขาย 2.2.2 ลักษณะของหุ้นกู้ที่เสนอขาย ( หุ้นกู้ไม่มีประกัน ( หุ้นกู้มีประกัน หลักประกันคือ ( หุ้นกู้ด้อยสิทธิ ( หุ้นกู้ไถ่ถอนเมื่อเลิกบริษัท (perpetual bond
แนะนำ แก่ผู้ลงทุนในหุ้นกู้ด้อยสิทธิที่มีลักษณะคล้ายทุน (perpetual subordinated bond) ด้วยหุ้นกู้ด้อยสิทธิที่มีลักษณะคล้ายทุน (“หุ้นกู้ด้อยสิทธิคล้ายทุน”) (perpetual subordinated bond) ซึ่งมีลักษณะ ความ
exempt payment of returns or interests; 2. hybrid securities issuer having the rights to receive debt repayment from the issuer before common shareholders but after debenture holders; (b) perpetual bonds
arranged by the derivatives fund manager must possess knowledge, ability and business understanding and is subject to the approval of the Office in accordance with rules as prescribed in the notification of
experience with relevant regulatory or reporting requirements, or the ability to gain the necessary skills and knowledge effectively; · The firm has sufficient personnel with the necessary competence and
increase or decrease of credit limit suitable for clients’ repayment ability, and updating clients’ information and reviewing each client’s credit limit at least once a year; (3) appointing a committee to