Base Point Associate Company Limited Base Point Associate Company Limited conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Base Point
. Sermkhun acquired shares of CMO Public Company Limited (CMO) resulting in the aggregated number of shares through nominee account exceeded trigger point at 50 percent of the total voting rights of CMO
trigger point at 50 percent of the total voting rights of OCEAN. But he failed to comply with the rules specified by the Securities and Exchange Commission concerning Tender Offer. Later on January 7, 2015
exceed trigger point at 25 percent of the total voting rights of TPP. But he failed to comply with the rules specified by the Securities and Exchange Commission concerning Tender Offer. Later on March 6
himself and by juristic persons under section 258 resulting in his aggregate number of shares held by other persons exceeded trigger point at 25 percent of the total voting rights of NOBLE. Later, Mr. Kris
but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public
Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed
the business) resulting in the aggregate number of shares held by her, her concert party, and her concert party?s related persons under Section 258 exceeded trigger point at 50 percent of the total
shares of TRAF through other persons resulting in his aggregate number of shares held by other persons exceeded trigger point at 25 percent of the total voting rights of TRAF. SEC Act S.247 Settlement
. Pattanapong acquired shares of ASCON resulting in the aggregate number of shares held by him and six other persons exceeded trigger point at 25 percent of the total voting rights of ASCON. SEC Act S.247