relation to digital asset trading, or using a digital asset trading account, bank account, account opened with a digital asset business or any other account of any other person. Civil penalty can be
.; Administrative sanction is a type of penalty prescribed in the Derivatives Act and the Trust for Transactions in Capital Market Act. It may be imposed on derivatives business operators, futures exchange
B.E 2509 regarding the operation, control, dissolution and the penalty provisions are applied, mutatis mutandis, to regulate the related associations. Trade Associations Act B.E 2509 Securities and
criminal penalty specified in Section 281/1, including the involved executives. Q: Does whistleblower protection measures cover auditor? A: Yes.
Stock Exchange Seminar, Bangkok, May 11, 2011 Time for capital markets in Asia to rise Speech by Mr. Thirachai Phuvanatnaranubala, Secretary-General, SEC Thailand and Chairman of the ASEAN Capital Markets
ความยั่งยืน หลักการบริหารกิจการที่ดี (2) หลักการบริหารกิจการที่ดี กองทุนทริกเกอร์...ข้อมูลที่ควรรู้ก่อนลงทุน การจัดการข้อมูลลับ มาตรการลงโทษทางแพ่ง (Civil Penalty) Class Action กลไกใหม่เพื่อผู้ลงทุน
them to penalty imposed by their respective regulators. Q: What does the term, “making a decision for the best interest of the company" mean? A: It means that the decision has been made with honest