security as well as supervise, monitor and examine compliance with such policies, measures, and operating systems, and review the suitability thereof regularly; In the interest of meeting the aforesaid
2566-2#2I-!9%*44 (website) Dec 66.xlsx Statistics of Civil Sanctions (As of 31 December 2023) Cases Persons Civil Monetary Penalty A compensation at an equal amount to the benefit received A
. เห็นวา่ การกาํหนดหลกัเกณฑด์งักล่าวเท่ากบัเป็นการควบคุมบริหารกองทุนเอง ซึ1 งการกาํหนดเรื1อง investor protection เพียงอยา่งเดียวก็น่าจะเพียงพอแลว้ และในทางปฏิบติัการ monitor การลงทุนของกองทุนต่างประเทศ อาจ
remuneration, tax penalty, and accounts receivable previously recorded as stock under consignment in 2011 and subsequently re-arranged to sale transactions in 2012. The SEC, therefore, has instructed TUCC to
sales transactions in cash, executive remuneration, tax penalty, and accounts receivable previously recorded as stock under consignment in 2011 and subsequently re-arranged to sale transactions in 2012
governance frame- work. For instance, in Asia the prevalence of controlling shareholders might require more focus on independence of the board to monitor the management and effective protection of minority
period of his ACMF Pass. (b) a Recognised Representative may be attached to more than one Licensed Firm at the same time; the attached Licensed Firm is obliged to monitor the conduct of the Recognised
to assist investors through the support of the Thaipat Institute by launching indicators to monitor listed companies in the areas of corporate social responsibility (CSR Progress Indicator) and efforts
risk management. 4. There should be an establishment of a compliance unit to supervise and monitor the operation that is independent from the management and other units. 5. Operation conducted with
decrease 21.82 million bath or (53.35%) in the year 2017 from the project penalty waiting for restored from customer 3. Allowance for doubtful accounts (transfer back) 3.59 with last year at (11.39) million