Association of Investment Management Companies Regulatory Summary The provisions under Trade Association Act B.E 2509 regarding the operation, control, dissolution and the penalty provisions are applied
2002 2 BANG OF AYUDHYA PUBLIC COMPANY LIMITED 16 October 2003 3 DEUTSCHE BANK AG BANGKOK BRANCH 15 July 2004 4 KASIKORNBANK PUBLIC COMPANY LIMITED 2 October 2006 5 INNOVEST X SECURITIES CO.,LTD. 19
, auditor, appraisal company, credit rating agency, representative of bond holders, and personnel in the capital market business, etc. There are two types of administrative actions taken by the SEC Office
of Custodian Approved by the office of SEC No. Custodian Name Address Approval Date Commencement Date 1 TISCO Bank Public Company Limited 48/2 TISCO Tower, North Sathorn Road Silom Bangrak
the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public
the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public
relation to digital asset trading, or using a digital asset trading account, bank account, account opened with a digital asset business or any other account of any other person. Civil penalty can be
. 399 Interchange 21 Building, Sukhumvit Road, Klongtoey Nua, Wattana, Bangkok 10110, Thailand September 14, 2001 3 TMBThanachart Bank Public Company Limited 3000 Phahon Yothin Rd., Chom Phon, Chatuchak
Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application By
SECURITIES COMPANY LIMITED 27 April 2017 Signatory Declaration (Thai version only) Policy (Thai version only) Report (Thai version only) 2. AEC SECURITIES PUBLIC COMPANY LIMITED 12 November 2017